This Week’s Prime 5: Merrill’s “Venture Thunder,” Ex-J.P. Morgan Dealer Faces $62-Mln in Claims, And Extra – AdvisorHub

August 28, 2021

  1. EXCLUSIVE: Merrill Rolls Out ‘Venture Thunder’ Marketing campaign to Soothe Dealer Qualms
    This system, primarily based partly on advisor suggestions, will final two months and comes as Merrill Wealth President Andy Sieg stated management is concentrated on dealer attrition.
  2. J.P. Morgan Elements Methods with Prime Dealer Dealing with $62.Three Million in Buyer Claims
    Edward L. Turley, a 28-year trade veteran in San Francisco, faces 5 high-dollar buyer claims which have cropped up for the reason that March 2020 pandemic-induced market crash.
  3. Morgan Stanley Reels in One other Merrill Fort Lauderdale Workforce
    $3-million group is at the very least the fourth to have left from Merrill’s Fort Lauderdale market within the final 12 months.
  4. Wells Fargo Nabs JPMorgan Financial institution Exec to Lead its Bid for Numerous Consumer Roster
    Clarence Nunn will report back to wealth CEO Barry Sommers and Kleber Santos, head of numerous segments, illustration and inclusion.
  5. UBS Polishes Gives for Personal Bankers with Upfront Money
    The wirehouse has a longtime observe document for hiring advisors from personal banks, however not too long ago refashioned its gives by including extra to upfront loans, once they beforehand supplied principally assured wage and performance-based awards, recruiters say.

 

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