This Week’s High 5: Merrill’s Venture Thunder Rolls on, Zoom Hearings to Develop into Passé, And Extra – AdvisorHub

September 4, 2021

  1. UBS Lures $2.8-Million Merrill California Staff
    4-person workforce is led by a 36-year trade veteran and got here the identical day as at the least two different Merrill departures in San Francisco and Jackson, Missouri.
  2. Merrill Mellows Method to Marijuana-Associated Companies
    In ‘Venture Thunder’ replace, Merrill executives unveiled plans for “streamlining” and including extra “flexibility” to the method of onboarding purchasers with marijuana-related companies.
  3. Legal professionals Simply Say ‘No’ to Zoom for Finra Arbitration Hearings
    Of the 792 proposed digital hearings between March 2020 and July, 453 drew contested motions, in line with the trade self-regulator’s knowledge.
  4. To Rating Eye-Popping Provides, Brokers Want the Proper Enterprise Combine and a Little Chutzpah, Recruiters Say
    High producers can reap the benefits of the ultra-competitive market by horse-trading amongst companies, supplied they’ve an in-demand ebook of enterprise, recruiters say.
  5. UBS Brokers with $764-Mln E book Soar to Stifel, Duo Stays Behind
    Two veteran advisors, together with a workforce founder, didn’t be part of within the defection.

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